Compliance Officer

To Compliance Officer Job Description Responsibilities: Carry out all compliance functions to ensure the Company adheres to relevant legal and regulatory requirements; Develop and update compliance policies and procedures; Prepare internal and external compliance report; Prepare license applications and answer enquiries from regulators on compliance matters; Assist in ad hoc projects. Requirements: Degree holder in Accounting / Law / Finance or related disciplines; 0-1 year of working experience on compliance and audit function; Knowledge with HK legal and regulatory requirements on securities brokerage and anti-money laundering is preferred; Knowledge in SFC / HKEx rules and regulations and their compliance / practice; Mature, self-motivated and equipped with positive attitude and passion for performance excellence; Proficiency in written and spoken English and Chinese with fluency of Putonghua. Candidate with more experience may be considered as Compliance Manager.

Information :

• Company : Acts Consulting Co. 毅知顧問公司
• Position : Compliance Officer
• Location : Hong Kong
• Country : HK