Officer, Compliance

CASH Financial Services Group Limited | Kwun Tong, Kowloon Peninsula | HK

Headquartered and listed in Hong Kong (SEHK: 510), CASH Financial Services Group (“CFSG”) is dedicated to managing wealth and asset inheritance for our clients. We aspire to be a first-class trusted investment and wealth management partner, connecting people, ideas, capital, and opportunities for sustainable development. We are committing to helping stakeholders preserve, grow, and inherit wealth through strong partnerships with clients, colleagues, communities, the environment, and shareholders, while building operational excellence in our execution platforms and delivering customer service excellence.

Established in 1972, CFSG is a fully-licensed financial services institutions in Hong Kong, holding various types of SFC licences and providing comprehensive financial and wealth management services, including licensed money lending and insurance brokerage. As a FinTech pioneer, CFSG connects domestic and global markets with wealth management centres in the region, offering a comprehensive range of financial services. 

CFSGs excellence has been recognised through numerous awards, including the IFTA Fintech and Innovation Awards from The Institute of Financial Technologists of Asia, the HKEX ETF Awards from Hong Kong Exchange and Clearing Limited, and various accolades for its service and technology excellence.

Job Responsibilities

  • Manage and address regulatory and general compliance matters, including licensing, personal account dealing, compliance training, and reporting/filing to regulators.

  • Prepare documentation for external regulatory authorities, such as the SFC, MPFA, and Insurance Authority.

  • Handle license applications and maintain records for group and individual licenses, including renewals.

  • Source and deliver training on professional knowledge for license renewal and market updates.

  • Conduct internal audits and monitor staff dealing activities for compliance.

  • Undertake ad hoc projects as assigned by management.

Job Requirements

  • Bachelors degree in Finance, Law, or a related discipline (preferred).

  • Minimum of 1 year of relevant experience in the financial industry.

  • Practical experience in preparing license documents and training materials.

  • Strong understanding of licensing authorities regulations, guidelines, and market practices.

  • Self-motivated with a strong sense of responsibility.

  • Proactive and problem-solving mindset.

  • Excellent command of English and Chinese (written and spoken).

Please apply in confidence with full resume, current and expected salary in the subject line to the Human Resources Department, CASH Financial Services Group Limited, 22/F, Manhattan Place, 23 Wang Tai Road, Kowloon Bay, Hong Kong.


Information :

  • Company : CASH Financial Services Group Limited
  • Position : Officer, Compliance
  • Location : Kwun Tong, Kowloon Peninsula
  • Country : HK
Next Process

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Post Date : 2025-09-02 | Expired Date : 2025-10-02

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