Compliance Manager

Responsibilities:

• Formulate, review and update relevant compliance manual, compliance plan and procedures

• Implement and update relevant compliance policies and standards in accordance with applicable MPFA, SFC, HKMA, CR and other regulatory requirements         

• Review MPFAs brief description summarizing the areas of amendments in statutory legislation Monitor investment compliance. Update SFC RA13 related requirements           

• Handle compliance cases and complaints referred by regulatory authorities

• Review marketing materials to ensure the materials comply with the applicable regulations.            

• Handle AML compliance requests and applicable AML, KYC and FCC Standards

• Handle ad-hoc assignment as required

Requirements:

• University graduate in Risk Management, Accountancy, Law or related disciplines

• Minimum 5 years working experience in Pension or Fund Industry, in which 2 years must be with compliance function related to pension / fund products

• Auditing, compliance and legal experience in multinational corporations or relevant industries is an advantage

• Familiar with Mandatory Provident Fund Ordinance, Securities and Futures Ordinance and other related Ordinances

• Strong presentation, reporting and problem solving skills

• Self-starter with sound analytical mind and well organized

• Proficiency in English and Chinese (including Mandarin)

• Immediate available is highly preferred

We offer attractive remuneration package & benefits to the right candidates. Interested candidates, please send your application letter & resume with current & expected salary by mail to Human Resources Department, 15/F, 1501-1507 & 1513-1516, 1111 Kings Road, Taikoo Shing, Hong Kong. Or by direct application, please visit our career page at http://www.bocpt.com.

We are an equal opportunities employer committed to equality, ethics, inclusivity, diversity and transparency. The personal data provided/collected in the "Application for Employment" will be treated with strictest confidentiality and will only be used by The Company to assess your suitability for the position for which you have applied, and be used as reference to determine preliminary remuneration and benefit package if you are selected for the position. Applicants who are not contacted within 6 weeks may consider their application unsuccessful. Information you provide for employment application purposes may be passed to other department(s) within the Company or its subsidiary or affiliates for further consideration.

Please note that all information provided in the course of employment application with the Company will not be returned to the applicant after the interview. In accordance with the Company policy, personal data of unsuccessful applicants will be retained for no more than 12 months and will be destroyed after the retention period. If there is a vacancy arises in the company during the retention period, your profile may be transferred to the department(s) for further consideration.

If you wish to access and to correct your personal data in relation to your application, please make your request to the Human Resources Department at 15/F, 1501-1507 & 1513-1516, 1111 Kings Road, Taikoo Shing, Hong Kong.

Information :

• Company : BOCI-Prudential Trustee Limited
• Position : Compliance Manager
• Location : Quarry Bay, Hong Kong Island
• Country : HK