Compliance Officer - eFinancialCareers

About the Role:We are seeking a highly motivated and detail-oriented Compliance Officer for a Hong Kong based hedge fund. This role is critical in ensuring the firms adherence to regulatory requirements, particularly those set by the Securities and Futures Commission (SFC), and in supporting the broader compliance framework across the firms operations.

Key Responsibilities:

• Act as the primary liaison with the SFC and other regulatory bodies.
• Monitor and interpret regulatory developments, circulars, and guidelines relevant to hedge fund operations.
• Ensure timely and accurate regulatory filings and notifications.
• Maintain and enhance internal compliance policies and procedures in line with SFC requirements.
• Conduct internal compliance reviews and risk assessments.
• Provide compliance training and guidance to business units.
• Support licensing and ongoing compliance obligations for licensed individuals and entities.
• Assist in handling regulatory inspections, audits, and inquiries.
• Collaborate with global compliance teams to ensure consistency and alignment.

Requirements:

• Bachelors degree in Law, Finance, Accounting, or a related discipline.
• Minimum 2-10 years of compliance experience in hedge funds, asset management, compliance consultancy firm or financial institutions.
• Strong knowledge of SFC regulations, including the Securities and Futures Ordinance (SFO).
• Experience in dealing directly with regulators, especially the SFC.
• Excellent communication and interpersonal skills.
• High level of integrity, discretion, and professionalism.
• Native level in English; Cantonese or Mandarin is a must.

Information :

• Company : eFinancialCareers
• Position : Compliance Officer - eFinancialCareers
• Location : Hong Kong
• Country : HK