(Senior) Manager, Business Compliance (AML / Compliance, Private Banking) at Bank of China (Hong Kong)

Job Description:

Latest job information from Bank of China (Hong Kong) for the position of (Senior) Manager, Business Compliance (AML / Compliance, Private Banking). If the (Senior) Manager, Business Compliance (AML / Compliance, Private Banking) vacancy in Hong Kong matches your qualifications, please submit your latest application or CV directly through the updated Jobkos job portal.

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(Senior) Manager, Business Compliance (AML / Compliance, Private Banking)

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(Senior) Manager, Business Compliance (AML / Compliance, Private Banking)

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• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  

Responsibilities

• Act as first line of defense to conduct AML/Financial Crime/ Fraud risk related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible AML/Financial Crime/ Fraud risks, prepare management report(s) and provide recommendations to mitigate relevant risks.
• Review KYC profiles, account opening / review documents.
• Conduct AML/Financial Crime/ Fraud risk related periodic and ad hoc monitoring/transaction review.
• Work closely with business and second line of defense to implement regulatory and internal requirements on the private banking business.
• Conduct regular and ad hoc self-assessment, gap analysis, survey, independent review against various AML related internal and/or regulatory requirements. Recommend follow up action to close the gaps where applicable.
• Prepare regular (monthly/quarterly/annually) and ad hoc internal reporting to senior management, second line of defense.
• Assist to conduct training to promote compliance culture.
• Assist to investigate suspicious transaction.
• Work on regulatory reporting matters, internal / external review or audit including coordinate with other departments, prepare response and carry out the relevant enhancements.
• Provide staff training where required.
• Assist on other ad hoc tasks as assigned.
  

Requirements

• Degree or above.
• 5 years working experience in banking and finance, of which 2 years in relevant private banking AML Compliance. Strong AML knowledge is an advantage.
• Independent, excellent analytical, time management and interpersonal skills, with ability to prioritize tasks.
• Proficient in written, spoken English AND Chinese.
• Familiar with HKMA/SFC regulatory requirements.
  

We offer competitive remuneration package and comprehensive fringe benefits including medical and life insurance, and different types of allowances to the right candidates. Interested parties, please submit your application online. For details, please visit our website http://www.bochk.com. Data collected would be used for recruitment purposes only. Applicants who do not hear from us within 8 weeks may consider their application unsuccessful and their data will be destroyed within 12 months of receipt.
Seniority level

• Seniority levelNot Applicable

Employment type

• Employment typeFull-time

Job function

• Job functionBusiness Development
• IndustriesBanking, Capital Markets, and Financial Services

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Job Info:

• Company: Bank of China (Hong Kong)
• Position: (Senior) Manager, Business Compliance (AML / Compliance, Private Banking)
• Work Location: Hong Kong
• Country: HK

How to Submit an Application:

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