Director, Control Group – Research & Investment Banking Coverage at Morgan Stanley Asia Limited

職位描述：

最新職位資訊來自 Morgan Stanley Asia Limited 職位為 Director, Control Group – Research & Investment Banking Coverage. If the Director, Control Group – Research & Investment Banking Coverage 職位空缺在 香港 符合您的資格，請直接透過更新後的 Jobkos 招聘門戶提交最新的申請或履歷。

請注意，求職申請並非總是容易的，申請人必須符合公司設定的特定要求。我們希望以下在 Morgan Stanley Asia Limited 職位為 Director, Control Group – Research & Investment Banking Coverage 的職業機會適合您的專業資格。

Director, Control Group – Research & Investment Banking Coverage

We’re seeking someone to join our team as a Director, Control Group – Research & Investment Banking Coverage in Legal & Compliance to lead the oversight of Information Barriers and conflict management across Research and Investment Banking, partnering with senior stakeholders in a highly regulated environment.

In the Legal & Compliance division, we assist the Firm in achieving its business objectives by facilitating and overseeing the Firm’s management of legal, regulatory and franchise risk. This is a Director-level 職位 within the Control Group – Research & Investment Banking Coverage team, which is responsible for maintaining Information Barriers, managing conflicts of interest, monitoring communications between public and private side businesses, and overseeing employee trading activities.

Since 1935, Morgan Stanley is known as a global leader in financial services, always evolving and innovating to better serve our clients and our communities in more than 40 countries around the world.

What you’ll do in the role

• Lead the oversight and maintenance of the Firm’s Watch and Restricted Lists, including engagement with private side deal teams and senior stakeholders
• Oversee documentation, governance, and required notifications under the Firm’s Wall Crossing policies and procedures
• Review Fixed Income and Equity Research for compliance with securities regulations and internal policies (including M&A Research Policy)
• Chaperone and gatekeep communications between Research and Private Side businesses, ensuring adherence to regulatory obligations
• Approve and oversee employee personal account dealing pre‑clearances for individuals subject to Control Group oversight
• Identify, assess, and elevate complex conflicts of interest and compliance risks to senior management and relevant control functions
• Act as a key point of contact for global Control Group teams and cross‑regional stakeholders on Information Barrier matters
• Drive continuous enhancement of processes, controls, and risk management frameworks across the Control Group

What you’ll bring to the role

• University degree or equivalent (preferably in business, accounting, or law)
• Extensive experience in compliance, legal, or regulatory environments within financial services
• Deep understanding of insider trading, market abuse, financial promotions, and Information Barrier frameworks
• Strong analytical mindset with the ability to manage complex regulatory scenarios and make sound judgments
• Excellent communication skills with the ability to influence and challenge senior stakeholders
• Proven ability to operate effectively under pressure and manage multiple priorities
• Strong stakeholder management skills across business units and global teams
• Experience in supervising, mentoring, and developing junior team members
• At least 6 years' relevant experience would generally be expected to find the skills required for this role

At Morgan Stanley, we are committed to equal employment opportunity and do not discriminate on the basis of race, color, religion, sex, national origin, age, disability, or any other characteristic protected by law.

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工作資料：

• 公司名稱: Morgan Stanley Asia Limited
• 職位: Director, Control Group – Research & Investment Banking Coverage
• 工作地點: 香港
• 國家: HK

如何提交申請：

在閱讀並了解職位資料中說明的入職標準及最低資格要求後， Director, Control Group – Research & Investment Banking Coverage at the office 香港 以上，請立即準備好求職信、履歷表（CV）、畢業證書副本及其他證明文件。請透過下方的「下一頁」連結提交申請。

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