Associate / VP, Compliance (60K)

Main Responsibilities:

• Maintain communication with Head Office, prepare management reports to Head Office and follow up on the initiatives from Head Office;

• Draft and update policies and procedures reflecting the necessary regulatory developments or internal requirements

• Handle internal investigation and disciplinary actions on compliance related matters;

• Advise business units in compliance with policies and guidelines.

• Perform regular compliance check, monitoring and handling surveillance related matters;

• Handle staff dealing, outside appointment and compliance declaration related matters, staff training and internal reporting;

• Perform other compliance works and ad hoc projects as assigned

Requirements

• Bachelors degree or above in Law, Finance, Business Administration, or related discipline

• Minimum 3 years experience in compliance, audit, or regulatory affairs, ideally within the financial services industry

• Strong understanding of regulatory frameworks and internal control principles

• Fluency in English and Chinese (Mandarin) is a must

Information :

• Company : Be Myjob Company Limited
• Position : Associate / VP, Compliance (60K)
• Location : Hong Kong Island
• Country : HK