Attorney in Cheung Sha Wan, Hong Kong (General)

In-House

Cheung Sha Wan, Hong Kong (General)

Attorney in Cheung Sha Wan, Hong Kong (General)

Non-practicing Attorney

banking Money Laundering AML partnerships finance Software wealth management

7-12 yrs required

No

Job Title: VP / AVP, Onboarding Specialist, PB Business Management, Private Banking, Consumer Banking Group

Job Responsibilities: The Onboarding Specialist is responsible for ensuring that all new client accounts in the Private Banking sector comply with Know Your Customer (KYC), Anti-Money Laundering (AML), and other regulatory requirements. Key responsibilities include:

- Facilitating the end-to-end client onboarding process, from prospect onboarding advisory to account opening. - Assessing client/case profiles and guiding the Front Office to obtain required corroboration and information. - Partnering with Relationship Managers (RM) in KYC write-ups, identifying areas of clarification, and ensuring adequate follow-up with clients and closure prior to KYC submission. - Conducting joint discussions with the Front Office and KYC team to facilitate case decisions. - Performing risk assessments and assisting in documentation-related reworks to facilitate the account opening process. - Assisting in periodic reviews of client accounts to maintain ongoing compliance and keeping updated on KYC/AML regulations to ensure adherence to local and international laws. - Sharing best KYC practices through huddles with various market regions and teams to improve quality. - Improving collaboration between units to facilitate the account opening process. - Liaising with the Front Office, compliance teams, and other stakeholders to resolve gaps or discrepancies. - Providing advice and guidance to internal teams on regulatory requirements and best practices. - Analyzing data to track progress and efficiency of onboarding progress, risk trends, and KYC issues. - Identifying inefficiencies in the onboarding process and proposing enhancements. - Contributing to the development and implementation of KYC policies, procedures, and systems.

Education and Experience Information: Candidates for this role should possess the following qualifications and experience:

- A Bachelors degree in Finance, Business, Law, or a related field. - At least 7-12 years of experience in KYC, AML, and/or client onboarding in private banking or financial services. - Strong knowledge of regulatory frameworks such as FATCA, CRS, MAS guidelines, and EU AML directives. - Certifications in AML, such as Certified Anti Money Laundering Specialist (CAMS) or International Association Diploma in Anti Money Laundering, would be an advantage. - Detail-oriented with excellent analytical and problem-solving skills. - Strong communication and interpersonal skills to collaborate effectively with the Front Office and diverse stakeholders. - Familiarity with KYC software, databases, and banking systems, with proficiency in Excel and Tableau preferred.

Salary Information: The company offers a competitive salary and benefits package, along with the professional advantages of a dynamic environment that supports personal development and recognizes achievements.

Jun 26, 2025

Information :

• Company : LawCrossing
• Position : Attorney in Cheung Sha Wan, Hong Kong (General)
• Location : Cheung Sha Wan, Kowloon Peninsula
• Country : HK