Head Of Legal &Compliance (Wealth Management ,EAM)
Job Description
- Responsible for the effectiveness of legal & compliance function
- Develop and implement policy and procedure to meet the internal compliance requirement and external regulatory requirements
- Provide advice and guidance on compliance issues for the launch of new products / services
- Provide practical recommendations for internal and external stakeholders
- Develop compliance programs and conduct regular compliance / AML reviews
- Design and conduct AML ,KYC and other compliance related training
- Liaise with local regulators, government authorities and external legal counsel
Requirement
- Bachelor degree in law, finance, business management or a related field.
- 8-10 years related compliance experience gained in banking sector
- Strong knowledge and experience of compliance framework design and implementation
- Strong interpersonal and communication skills to work with internal parties
- Strong general compliance and exposure to AML
- Excellent command of English and Chinese
Information :
- Company : Links International
- Position : Head Of Legal &Compliance (Wealth Management ,EAM)
- Location : Central and Western Distr., Hong Kong Island
- Country : HK
Attention - In the recruitment process, legitimate companies never withdraw fees from candidates. If there are companies that attract interview fees, tests, ticket reservations, etc. it is better to avoid it because there are indications of fraud. If you see something suspicious please contact us: support@jobkos.com
Post Date : 2025-06-13 | Expired Date : 2025-07-13