Assistant Vice President, Customer Due Diligence

Country of Location:

Job Responsibilities:

• As a checker in the process of sanction compliance checking for personal/corporate accounts and complete CDD profile for periodic reviews and triggered reviews.
• Work with different teams within FCC for CDD related process reviews with an aim to comply with regulatory changes and to streamline work processes.
• Review and handle name screening hits under the Banks AML / CTF program.
• Review and handle potential breach cases of sanctions under the Banks AML / CTF program.
• Check and ensure the completeness and correctness of all review documentation, including but not limited to the updated customer information, necessary risk and AML assessments, and internal forms, etc.
• Supervise and provide necessary support to subordinates and teams including performance management, tasks allocations, trainings and etc.
• Participate in the implementation of anti-money laundering policies and related projects.
• Provide management oversight and develop/maintain a strong compliance culture regarding regulatory and compliance matters as well as anti-money laundering and counter terrorist financing control activities.

Requirements:

• University degree in a related discipline or other relevant qualifications

• Minimum 6 years of branch operations management / CDD / KYC / AML control experience in banking and with team lead experience

• Familiar with AML/CDD/KYC or sanction Compliance in bank, financial institutions and regulatory bodies

• Practical experience in handling CDD review for personal/corporate customers

• Holder of Associate AML Professional (AAMLP) Certificate under the HKMA ECF on AML/CFT is preferred

• Good command of written and spoken English and Chinese (including Putonghua)

Information :

• Company : China CITIC Bank
• Position : Assistant Vice President, Customer Due Diligence
• Location : Hong Kong
• Country : HK